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Total 30 questions
Exam Code: ISO-45001-Lead-Auditor                Update: Apr 19, 2026
Exam Name: PECB Certified OHSMS ISO 45001 Lead Auditor Exam

PECB PECB Certified OHSMS ISO 45001 Lead Auditor Exam ISO-45001-Lead-Auditor Exam Dumps: Updated Questions & Answers (April 2026)

Question # 1

You are conducting a Stage 2 certification audit to ISO 45001 at an adventure park in the Scottish Highlands. The park offers treetop walks, zip-line rides, walking trails, and horse-riding trips. The park is open to adults and children of any age. You are particularly interested in compliance with legal requirements and interview the Park Manager.

You: How do you evaluate the risks to participants that the various activities present?

Park Manager: Our risks are covered by insurance, and we operate under health and safety legislation that requires frequent checks of all our facilities. For example, we trust staff to check all our harnesses every morning.

You: Are you required to have an independent inspection carried out of zip lines, for example?

Park Manager: Yes, our insurance company employs a reputable body to do that sort of thing.

You: Can you show me a copy of the latest inspection report? Park Manager: I’d need to get that from the insurance organisation. I have the initial one when we opened eight years ago.

You examine the inspection report, which takes the form of a checklist that does not identify individual zip lines, treetop platforms, harnesses, or rope ladders. It is dated eight years previously and has a scribbled signature with no other identification of the inspection engineer. Select the two statements for which there is evidence of a nonconformity to ISO 45001.

Select two statements.

A.

The park did not have the required documentation to demonstrate compliance with legal requirements.

B.

The organisation did not monitor the safety checks by the staff of equipment.

C.

The inspection organisation employed by the insurance organisation was not evaluated.

D.

The park relied on the insurance organisation to evaluate its OHS risks.

E.

Testing to determine the safe loading of equipment was not carried out.

Question # 2

The process for collecting and verifying information during an audit is key for ensuring that the audit conclusion is determined based on objective and verifiable evidence.

To complete the sequence, click on the blank section you want to complete so it is highlighted in red and then click on the applicable text from the options below. Alternatively, drag and drop the options to the appropriate blank section. "

Question # 3

To verify information, auditors need to use a combination of open and closed questions.

In what two situations would you use a ' closed ' question?

A.

To obtain an overview of how a task is performed

B.

To establish communication with the auditee with a view to building trust

C.

To gain greater insight into the operation of a process

D.

To confirm conformity or a non-conformity finding

E.

To follow your audit trail

F.

To check that your understanding of a situation is correct

Question # 4

In the initial communication by the audit team leader for a certification audit, the OHSMS Manager asks that the audit includes detailed coverage of the OHSMS legislation of the local authority, which has been specified in a recent customer contract.

Which two of the following responses should the audit team leader make?

A.

Add a legal expert to the audit team in order to accept the request.

B.

Advise the OHSMS Manager that the audit criteria has been set as ISO 45001 and the audit programme for certification will need to proceed as planned.

C.

Advise the OHSMS Manager that the new criteria can be included without any problem.

D.

Ask the individual(s) managing the programme whether the audit criteria can be revised to include the new request.

E.

Inform the OHSMS Manager that an audit against the regulatory criteria may be possible but will require a new audit team.

F.

Suggest that the OHSMS Manager cancels the audit contract and reapplies to include the additional criteria.

Question # 5

An adventure park has the following and safety policy document displayed in the reception area:

This organization is committed to providing safe experiences, In accordance with health and safety regulations for their delivery. The organisation will strive to increase the health and safety awareness of its personal, contracts and customers. Continual health and safety improvement is a permanent objective of the organisation. This policy shall be communicated to all interested parties.

Referring to the policy statement, select three options for which the organization is meeting ISO 45001 requirements.

A.

The management Is committed to health and safety Improvement.

B.

The management is committed to health and safety improvement.

C.

The organization has a good reputation for safe experiences.

D.

The organization intends to communicate its policy to external parties.

E.

The organisation is committed to continual health and safety improvement.

F.

The organisation meets oil statutory requirements.

G.

The organisation satisfies Its customers ' health and safety requirement.

Question # 6

" An audit finding is the result of the evaluation of the collected audit evidence against audit criteria.

Evaluate the following potential formats of audit evidence and select the two that are acceptable.

A.

Statements by a worker that cannot be verified

B.

Unsigned hand-written changes to test results

C.

An audio recording of a dialogue between the OHS manager and a line worker

D.

Documented information on results of OHS site inspections

E.

Observation of video recorded before the audit started demonstrating the performance of a hazardous activity

F.

Statement of facts by the OHS manager "

Question # 7

Showitoff is an organization specialization in the design and production of wall decorating materials for the domestic market.

During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as serveral rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are available. When asked about it, the OHS Manager states that he presumes that the materials come from maintenance work, so it is the Maintenance Manager’s responsibility.

The auditor interview the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess material that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the wall appears to be unstable and could collapse at any moment. The Maintenance Manager is not aware of such a situation.

The auditor decides to review the process for evaluation of compliance with health and safety regulations in more depth.

Select six option that provide a meaningful audit trail for this process.

A.

What is the cost of repairing the wall?

B.

What hazards have been identified as being associated with regulations?

C.

How arc maintenance start made aware of regulatory requirements?

D.

How arc OH and S objectives verified?

E.

How are OHSMS records of compliance evaluations controlled and managed?

F.

How ore updates to OH and S regulations monitored?

G.

How is the cost of safety Improvements calculated?

Question # 8

You are conducting a Stage 2 audit of a steel fabrication works that uses powerful presses to shape steel sheets into various car panels. You note from the accident book that more staff hours have been lost through accidents associated with the presses than those associated with any other equipment.

You question the OH and S manager who tells you, " These big presses are just inherently more dangerous than other equipment. If there is an accident, it ' s going to be more serious as a result of the forces at work. "

Which three of the following audit trails would it now be appropriate to pursue?

A.

Check whether the organisation has big enough finances to invest in fully automated pressing machines which would not need manual workers.

B.

Determine whether the organisation had considered changing the panels to plastic mouldings which would be less likely to cause accidents.

C.

Ask top management to explain how the reoccurring accidents would affect the setting of future OH and S objectives.

D.

Check that the workers who had been injured had received appropriate compensation, so they did not suffer financially from their accidents or working hours lost while recovering.

E.

Determine whether hazard identification had taken place in respect of the pressing process. If it did, what OH and S risks were identified and what actions were instigated to mitigate these risks?

F.

Determine whether there were any maintenance issues that resulted in the machines being unsafe to use, such as broken or missing guards or faulty emergency stop buttons.

G.

Ensure that the organisation had recorded the reoccurring accidents as an external issue in its determination of context of the organisation. Ensure all interested parties had been informed.

Question # 9

Which three of the following ISO 45001 activities require the organisation to emphasise non-managerial workers ' participation?

A.

Determining competence requirements

B.

Determining how to fulfil legal requirements

C.

Determining controls on outsourced processes

D.

Managing the internal audit programme

E.

Determining what needs to be communicated

F.

Determining actions to eliminate hazards

G.

Establishing the OHS policy

Question # 10

ISO 45001 requires the organisation to maintain and retain documented OH and SMS information.

Check each statement and determine which two are true:

A.

A documented plan for achieving occupational health and safety objectives should be maintained.

B.

Documented information to be retained includes material safety data sheets.

C.

Industry-specific standards provided by the client should be maintained.

D.

The occupational health and safety policy is an example of a document to be kept.

E.

The results of emergency drills should be kept.

F.

The terms " maintain " and " retain " can be used interchangeably. "

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Total 30 questions

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